Source: OJ L, 2024/2494, 25.9.2024

Current language: SV

Artikel 9 Hänskjutande till Esma eller EBA


Summary What does Article 9 of the ITS on supervisory cooperation say?

This article sets out the procedural requirements for escalating unresolved cooperation requests to ESMA or EBA.

Building directly on the broader cooperation framework established in earlier articles, it provides a formal route for addressing situations where a receiving body has either rejected a request or failed to act within a reasonable timeframe.

The article specifies both the format and the minimum content that any such referral must include.

Important points:

  • Referrals to ESMA or EBA must be made in writing using the standard form set out in Annex I.
  • The referral must include a copy of the original cooperation request, any reply received, and the reasons for the escalation.
  • This article connects to Articles 95(6) and 95(7) of Regulation (EU) 2023/1114, which establish ESMA's and EBA's respective roles in handling these escalations.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

Om en begäran har avslagits eller inte har lett till åtgärder inom rimlig tid ska hänskjutande till Esma i enlighet med artikel 95.6 i förordning (EU) 2023/1114 eller till EBA i enlighet med artikel 95.7 i den förordningen göras skriftligen med hjälp av formuläret i bilaga I och ska innehålla

  1. en kopia av begäran om samarbete och informationsutbyte och eventuella svar,

  2. skälen till att avslaget eller bristen på åtgärder hänskjuts till Esma eller till EBA.

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