Source: OJ L, 2024/2494, 25.9.2024

Current language: SV

Artikel 4 Anmälningar och begäranden om information eller samarbete


Summary What does Article 4 of the ITS on supervisory cooperation say?

This article sets out the procedural requirements for how notifications and requests for information or cooperation must be submitted.

It establishes that all such communications must follow a standardised format using the form in Annex I and be directed to the designated contact points established under Article 2.

It also provides some practical flexibility around how requests can be made, particularly in urgent situations.

Important points:

  • Competent authorities, ESMA, and EBA are required to use the standard form in Annex I when submitting notifications or requests, sending them to the contact point designated under Article 2.
  • The submitting body may attach supporting documents or materials to any request for information or cooperation.
  • In urgent cases, a request may be made orally, but must be confirmed in writing without undue delay.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

    1. Anmälningar och begäranden om information eller samarbete ska lämnas in skriftligen per post eller på elektronisk väg, med användning av formuläret i bilaga I. När en behörig myndighet, Esma eller EBA begär information eller samarbete i enlighet med artikel 96 i förordning (EU) 2023/1114 ska standardformuläret i bilaga I till denna förordning användas. Det inlämnande organet ska skicka anmälan eller begäran till den kontaktpunkt som utsetts i enlighet med artikel 2.

    1. Vid begäran om information eller samarbete får det inlämnande organet

      1. till sin begäran bifoga dokument eller underlag som anses nödvändiga för att underbygga begäran,

      2. i brådskande fall framställa begäran muntligen, men den muntliga begäran ska därefter utan onödigt dröjsmål bekräftas skriftligen.

We're continuously improving our platform to serve you better.

Your feedback matters! Let us know how we can improve.

Found a bug?

Springflod is a Swedish boutique consultancy firm specialising in cyber security within the financial services sector.

We offer professional services concerning information security governance, risk and compliance.

Crafted with ❤️ by Springflod