Source: OJ L, 2024/1504, 30.5.2024

Current language: SV

Artikel 5 Tillgång till dossiern och användning av handlingar


Summary What does Article 5 of the Fines and penalties of the EBA say?

This short but important article establishes the right of a person under investigation to access the file held against them.

It connects directly to the investigative and hearing procedures set out in earlier articles, providing a procedural safeguard that allows the investigated party to review the evidence and findings compiled by the investigation officer or the EBA.

However, this right comes with a strict limitation on how the accessed documents may be used.

Important points:

  • The EBA is required to grant file access to the investigated person upon request, but only after a statement of findings has been formally notified.
  • File documents accessed may only be used for judicial or administrative proceedings concerning the application of Regulation (EU) 2023/1114.
  • This right of access applies to persons to whom either the investigation officer or the EBA has addressed a statement of findings.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

    1. EBA ska på begäran bevilja tillgång till dossiern för den person som är föremål för utredning och som utredaren eller EBA har tillställt ett meddelande om utredningsresultat. Tillgång ska beviljas efter underrättelsen om ett eventuellt meddelande om utredningsresultat, i enlighet med artikel 134.7 i förordning (EU) 2023/1114.

    1. Handlingarna i dossiern till vilka tillgång beviljats ska av den person som avses i punkt 1 endast användas för rättsliga eller administrativa förfaranden som rör tillämpningen av förordning (EU) 2023/1114.

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