Artikel 11 Allvarliga incidenters relevans för behöriga myndigheter i andra medlemsstater

Summary What does Article 11 of the RTS on incident classification say?

This article supports the cross-border notification framework established under Article 19(7) of DORA, providing the criteria for determining when a major incident is relevant to competent authorities in other Member States.

It establishes that relevance is triggered either by the incident's root cause originating in another Member State, or by the incident having a significant impact there across a defined set of areas.

Important points:

Assess whether a major incident is relevant to other Member States based on either the origin of its root cause or the significance of its impact abroad.
The assessment covers impact on clients or financial counterparts, branches or group entities operating in other Member States, and financial market infrastructures or third-party providers affecting other financial entities.
Competent authorities are the recipients of this cross-border relevance determination, as set out in Article 19(7) of DORA.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

Bedömningen av huruvida den allvarliga incidenten är relevant för behöriga myndigheter i andra medlemsstater enligt artikel 19.7 i förordning (EU) 2022/2554 ska baseras på huruvida incidenten har en grundorsak som har sitt ursprung i en annan medlemsstat eller om den har eller har haft en betydande inverkan i en annan medlemsstat i förhållande till något av följande:

Kunder eller finansiella motparter.
En filial till den finansiella entiteten eller en annan finansiell entitet inom koncernen.
En finansmarknadsinfrastruktur eller en tredjepartsleverantör som kan påverka finansiella entiteter som de tillhandahåller tjänster till.

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