Source: OJ L, 2025/416, 14.3.2025

Current language: FR

Article 15 Phases de négociation et cours et volumes de fixing indicatifs


Summary What does Article 15 of the RTS on trading platform order book records say?

This article closes out the series of record-keeping obligations placed on crypto-asset service providers operating trading platforms.

It focuses specifically on trading phases and auction-related data, requiring that indicative auction prices and volumes be recorded in line with Section K of Table 2 of the Annex.

It also addresses what happens when competent authorities request this data, clarifying which specific fields are automatically considered part of that request.

Important points:

  • Maintain records of trading phases and indicative auction price and volume in accordance with Section K of Table 2 of the Annex.
  • When competent authorities request Section K details, fields 8 and 14 to 17 of Table 2 of the Annex are considered included in that request.
  • Competent authorities are the trigger for the second obligation — the scope of data to be provided expands automatically upon their request, without requiring further specification.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

    1. Les prestataires de services sur crypto-actifs exploitant une plate-forme de négociation de crypto-actifs enregistrent les phases de négociation, ainsi que les cours et volumes de fixing indicatifs, comme indiqué dans la section K du tableau 2 de l’annexe.

    1. Lorsque les autorités compétentes demandent des informations visées à la section K, il y a lieu de considérer que les informations visées dans les champs 8 et 14 à 17 du tableau 2 de l’annexe doivent figurer dans la réponse à cette demande.

We're continuously improving our platform to serve you better.

Your feedback matters! Let us know how we can improve.

Found a bug?

Springflod is a Swedish boutique consultancy firm specialising in cyber security within the financial services sector.

We offer professional services concerning information security governance, risk and compliance.

Crafted with ❤️ by Springflod