Source: OJ L, 2024/2494, 25.9.2024

Current language: FR

Article 9 Saisine de l’AEMF ou de l’ABE


Summary What does Article 9 of the ITS on supervisory cooperation say?

This article sets out the procedural requirements for escalating unresolved cooperation requests to ESMA or EBA.

Building directly on the broader cooperation framework established in earlier articles, it provides a formal route for addressing situations where a receiving body has either rejected a request or failed to act within a reasonable timeframe.

The article specifies both the format and the minimum content that any such referral must include.

Important points:

  • Referrals to ESMA or EBA must be made in writing using the standard form set out in Annex I.
  • The referral must include a copy of the original cooperation request, any reply received, and the reasons for the escalation.
  • This article connects to Articles 95(6) and 95(7) of Regulation (EU) 2023/1114, which establish ESMA's and EBA's respective roles in handling these escalations.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

Lorsque l’AEMF, conformément à l’article 95, paragraphe 6, du règlement (UE) 2023/1114, ou l’ABE, conformément à l’article 95, paragraphe 7, dudit règlement, est saisie d’un rejet ou d’une absence d’action dans un délai raisonnable, la saisine se fait par écrit au moyen du formulaire figurant à l’annexe I et comprend:

  1. une copie de la demande de coopération et d’échange d’informations et de toute réponse reçue;

  2. les raisons pour lesquelles l’AEMF ou l’ABE est saisie de ce rejet ou de cette absence d’action.

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