Source: OJ L, 2024/1774, 25.6.2024

Current language: FR

Article premier Profil de risque global et complexité


Summary What does Article 1 of the RTS on ICT risk management framework say?

This opening article establishes a cross-cutting principle that applies to everything that follows in the regulation.

It states that financial entities must take their own size, risk profile, and operational complexity into account when developing and implementing their ICT security policies and simplified ICT risk management framework.

In other words, the obligations set out in Titles II and III are not one-size-fits-all; the way they are applied must reflect the specific characteristics of each entity.

Important points:

  • Tailor your ICT security policies and risk management framework to the size, risk profile, and complexity of your organisation.
  • The tailoring requirement covers key domains including encryption, network security, ICT operations, and project and change management.
  • Factor in the potential impact of ICT risk on the confidentiality, integrity, and availability of data, as well as on the continuity of your activities.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

Lors de l’élaboration et de la mise en œuvre des politiques, procédures, protocoles et outils de sécurité de TIC visés au titre II et du cadre simplifié de gestion du risque lié aux TIC visé au titre III, il est tenu compte de la taille et du profil de risque global de l’entité financière, ainsi que de la nature, de l’échelle et des éléments tendant à accroître ou réduire la complexité de ses services, activités et opérations, notamment des éléments concernant:

  1. le chiffrement et la cryptographie;

  2. la sécurité des opérations de TIC;

  3. la sécurité des réseaux;

  4. la gestion des projets TIC et des changements dans les TIC;

  5. l’incidence potentielle du risque lié aux TIC sur la confidentialité, l’intégrité et la disponibilité des données, et l’incidence potentielle des perturbations sur la continuité et la disponibilité des activités de l’entité financière.

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We offer professional services concerning information security governance, risk and compliance.

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