Source: OJ L, 2024/1772, 25.6.2024

Current language: FR

Article 12 Détails des incidents majeurs à partager avec les autres autorités compétentes


Summary What does Article 12 of the RTS on incident classification say?

This article deals with the flow of information between competent authorities and European supervisory bodies when sharing details of major incidents across Member States.

Building directly on Article 19 of DORA (Regulation (EU) 2022/2554), it establishes a clear standard for the quality and completeness of information that must be passed on: whatever is received from financial entities must be shared in full, without any alteration or anonymisation.

Important points:

  • Competent authorities and bodies such as EBA, ESMA, EIOPA, and the ECB are required to share major incident details at the same level of information as originally received from financial entities.
  • No anonymisation of incident notifications or reports is permitted when submitting these details to other competent authorities in other Member States.
  • This article reinforces the cross-border information-sharing obligations established under Article 19(6) and 19(7) of DORA.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

Les détails des incidents majeurs que les autorités compétentes communiquent aux autres autorités compétentes conformément à l’article 19, paragraphe 6, du règlement (UE) 2022/2554 et les notifications que l’ABE, l’AEMF ou l’AEAPP et la BCE soumettent aux autorités compétentes concernées des autres États membres conformément à l’article 19, paragraphe 7, dudit règlement contiennent le même niveau d’information, sans anonymisation, que celui des notifications et rapports d’incidents majeurs soumis par les entités financières conformément à l’article 19, paragraphe 4, du règlement (UE) 2022/2554.

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