Article 11 Pertinence des incidents majeurs pour les autorités compétentes d’autres États membres

Summary What does Article 11 of the RTS on incident classification say?

This article supports the cross-border notification framework established under Article 19(7) of DORA, providing the criteria for determining when a major incident is relevant to competent authorities in other Member States.

It establishes that relevance is triggered either by the incident's root cause originating in another Member State, or by the incident having a significant impact there across a defined set of areas.

Important points:

Assess whether a major incident is relevant to other Member States based on either the origin of its root cause or the significance of its impact abroad.
The assessment covers impact on clients or financial counterparts, branches or group entities operating in other Member States, and financial market infrastructures or third-party providers affecting other financial entities.
Competent authorities are the recipients of this cross-border relevance determination, as set out in Article 19(7) of DORA.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

L’évaluation visant à déterminer si un incident majeur est pertinent pour les autorités compétentes d’autres États membres, prévue par l’article 19, paragraphe 7, du règlement (UE) 2022/2554, est fondée sur le point de savoir si l’incident trouve son origine dans un autre État membre ou s’il a ou a eu une incidence importante dans un autre État membre en ce qui concerne:

des clients ou des contreparties financières;
une succursale de l’entité financière ou une autre entité financière du groupe;
une infrastructure des marchés financiers ou un prestataire tiers susceptible d’affecter les entités financières auxquelles ils fournissent des services.

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