Source: OJ L, 2024/1772, 25.6.2024

Current language: DE

Artikel 12 An andere zuständige Behörden zu übermittelnde Einzelheiten zu schwerwiegenden Vorfällen


Summary What does Article 12 of the RTS on incident classification say?

This article deals with the flow of information between competent authorities and European supervisory bodies when sharing details of major incidents across Member States.

Building directly on Article 19 of DORA (Regulation (EU) 2022/2554), it establishes a clear standard for the quality and completeness of information that must be passed on: whatever is received from financial entities must be shared in full, without any alteration or anonymisation.

Important points:

  • Competent authorities and bodies such as EBA, ESMA, EIOPA, and the ECB are required to share major incident details at the same level of information as originally received from financial entities.
  • No anonymisation of incident notifications or reports is permitted when submitting these details to other competent authorities in other Member States.
  • This article reinforces the cross-border information-sharing obligations established under Article 19(6) and 19(7) of DORA.

Springlex's summary of the article, a reading aid, not a substitute for the legal text.

Die Einzelheiten schwerwiegender Vorfälle, die von den zuständigen Behörden nach Artikel 19 Absatz 6 der Verordnung (EU) 2022/2554 an andere zuständige Behörden zu übermitteln sind, und die Benachrichtigungen, die die EBA, die ESMA oder die EIOPA und die EZB nach Artikel 19 Absatz 7 der genannten Verordnung an die jeweils zuständigen Behörden in anderen Mitgliedstaaten zu übermitteln haben, weisen denselben Umfang an Informationen — ohne Anonymisierung — auf wie die Meldungen schwerwiegender Vorfälle, die nach Artikel 19 Absatz 4 der Verordnung (EU) 2022/2554 von Finanzunternehmen vorzulegen sind.

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